Minimum Documentary Requirements
- Certification on Customer Identification
- Customer Risk Rating Checklist
- ID
- Account Opening Instruction Form - Corporate
- Customer Information Form - Corporate
- Customer Information Form – Individual (per signatory)
- Risk Disclosure Statement
- Participating Trust Agreement
- Client Suitability Assessment Form
- Letter of Instruction
- Articles of Incorporation
- By-Laws
- General Information Sheet
- UBO Report – done by Store/Trust
- Secretary's Certificate - approving investment in UITF, appointing EW Trust as Trustee and list of the Corporation's authorized signatories
Other documents (applicable if investments do not match the client's risk profile)
- Investment Declaration*
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